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Financial Firms
Compliance-grade recording without a compliance project
Signal records, encrypts, and retains advisor calls on a schedule your compliance officer defines, with searchable archives and exportable logs for examinations.
Common challenges
SEC and FINRA recording and retention requirements
Advisors using personal mobiles for client calls
Audit requests that take days to assemble
Client calls scattered across systems with no CRM record
How Signal is configured for Financial Firms
Mandatory recording
Policy-driven recording by role or extension, with tamper-evident storage.
Retention schedules
Set retention by record type and hold specific conversations indefinitely for litigation.
Searchable archive
Search transcripts by client, advisor, date, or keyword and export an audit package.
Mobile compliance
The Signal app puts the firm number on personal devices, with the same recording rules.
CRM logging
Every call writes to Salesforce, Redtail, or Wealthbox automatically.
Restricted access
Role-based permissions determine who can play, download, or delete a recording.
100%
Of policy calls recorded
AES-256
Encryption at rest
Minutes
To assemble an audit package